Note: Except as otherwise noted, the links to the securities laws below are from Statute Compilations maintained by the Office of the Legislative Counsel, U. These links wall-E PDF provided for the user’s convenience and may not reflect all recent amendments. See the full text of the Securities Act of 1933.
Wall-e est le dernier robot sur terre. Sa mission? Nettoyer la planète mais le jour où Eve, un mystérieux robot, débarque, la vie de Wall-e est complètement chamboulée. Il ne pense plus qu’à une chose: séduire la jolie Eve. Et pour ça, il est prêt à tout, même à la suivre dans l’espace…
Purpose of Registration A primary means of accomplishing these goals is the disclosure of important financial information through the registration of securities. This information enables investors, not the government, to make informed judgments about whether to purchase a company’s securities. While the SEC requires that the information provided be accurate, it does not guarantee it. The Registration Process In general, securities sold in the U. The registration forms companies file provide essential facts while minimizing the burden and expense of complying with the law. Registration statements and prospectuses become public shortly after filing with the SEC. Registration statements are subject to examination for compliance with disclosure requirements.
Not all offerings of securities must be registered with the Commission. By exempting many small offerings from the registration process, the SEC seeks to foster capital formation by lowering the cost of offering securities to the public. Securities Exchange Act of 1934 With this Act, Congress created the Securities and Exchange Commission. The Act empowers the SEC with broad authority over all aspects of the securities industry.
The Act also identifies and prohibits certain types of conduct in the markets and provides the Commission with disciplinary powers over regulated entities and persons associated with them. The Act also empowers the SEC to require periodic reporting of information by companies with publicly traded securities. See the full text of the Securities Exchange Act of 1934. 10 million in assets whose securities are held by more than 500 owners must file annual and other periodic reports. These reports are available to the public through the SEC’s EDGAR database. Proxy Solicitations The Securities Exchange Act also governs the disclosure in materials used to solicit shareholders’ votes in annual or special meetings held for the election of directors and the approval of other corporate action. This information, contained in proxy materials, must be filed with the Commission in advance of any solicitation to ensure compliance with the disclosure rules.